a

Class Action

Ponzi Schemes

Latest News

8:00am - 5:00pm EST

Office Hours Monday - Friday

(574) 722-6676

Call Us For Free Consultation

Facebook

Twitter

News
 

Who is an Investment Advisor?

Who is an Investment Advisor?

Frequently Asked Questions

According to the Securities and Exchange Commission, an investment advisor is an individual or firm in the business of giving advice about investments in securities to clients and receiving compensation for doing so. The securities could include stocks, bonds and mutual funds. Some investment advisors manage portfolios of securities. Investment advisors are generally paid via a percentage of the value of the assets they manage, an hourly fee, a fixed fee, a commission on the securities they sell or some combination of the above.

Securities Fraud

by Scott Starr, Partner

Free eBooklet

Do I have a case?

You need to know quickly if you may have a case. Waiting too long may render you powerless to do anything about it later. Be confident whether or not you have a case by downloading a Free eBooklet below.

Our lawyers are available to review your situation.