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What Does Standard of Care Mean, and Who Has to Follow it?


What Does Standard of Care Mean, and Who Has to Follow it?

Frequently Asked Questions

As it relates to investment matters, standard of care refers to how investment professionals – including investment advisors, Registered Investment Advisors, and brokers — render service to their clients. Good standard of care means these professions serve their client’s best interests with the intent of eliminating or exposing  all potential conflicts of interest, in which advice could be rendered that is not in the best interest of the client.

Securities Fraud

by Scott Starr, Partner

$10M from 122 elderly West Side victims in reverse mortgage scheme
What are the types of misrepresentation?

by Scott Starr, Partner

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