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Participants can earn 4.0 credits in Regulatory ethics – SEC law September 27, 2013 9:30 am – 2:00 pm Dessert First Catering and More 516 E. Broadway, Logansport, IN 46947 For more information go here.
Mark S. Fryman, of the Indiana law firm of Starr Austen & Miller, LLP, announced today that the firm, along with the firm of McNeely Stephenson Thopy & Harrold, have commenced a lawsuit against New England Compounding Pharmacy, Inc., d/b/a New England Compounding Center (“NECC”), and two of its closely related companies, as well as [...]
The Department of the Treasury and the Department of Labor have proposed new regulations focused on providing 401(k) plan participants more choices to invest in annuities that guarantee a stream of lifetime income. However the proposals aren’t enough to persuade plan sponsors to offer such “longevity annuities,” experts contend. These annuity products give people the [...]
State and local governments issuing bonds will now receive more information regarding the risks involved with complex financial transactions along with potential conflicts of interest from municipal securities underwriters. The Municipal Securities Rulemaking Board (MSRB) has set down new regulations for underwriters designed to make sure state and local governments have the necessary information to [...]
Court Case Helps Stall SEC Move to Increase Fiduciary Standard for Stockbrokers The push to make stockbrokers adhere to same fiduciary standard as financial advisers has been held up by court and broker challenges. Consumer advocates wanting to hold stockbrokers to the same client-first standard of care as investment advisers appeared to be successful last [...]
On Jan. 3, 2012, a final rule took effect from the Federal Motor Carrier Safety Administration and the Pipeline and Hazardous Materials Safety Administration that banned the use of hand-held cell phones by commercial motor vehicle drivers on interstates. The ban, which covers both truck and bus drivers, will cover about four million CMV drivers, [...]
Truck Accident Attorneys In Indiana Given Guidance About Expert Testimony Of Psychologists Regarding Cause Of Brain Injuries Being in an accident with a truck is not like being in an accident involving a passenger vehicle, as many truck accident attorneys in Indiana are well aware. Not only are there specific rules and regulations regarding over-the-road [...]
Scott Starr, of the Indiana law firm of Starr, Austen & Miller, LLP, announced today that the firm is investigating potential products liability claims related to a recall of the 2013 Ford Escape for those vehicles containing a 1.6 liter engine. The Ford Escape has a new redesign for the model year 2013, and had [...]
“Senate bill would increase penalties for securities fraud” A bill has been introduced before the Senate which would allow the SEC to substantially increase the penalties for securities fraud. The Stronger Enforcement Civil Penalties Act (SEC Penalties Act) of 2012 would strengthen penalties in both civil and administrative actions. Currently, the SEC can penalize individual [...]